broker-dealer (Meaning)

Wordnet

broker-dealer (n)

a financial specialist who trades for his own account and so acts both as a broker and principal

No Synonyms and anytonyms found

The broker-dealer acted as an intermediary between buyers and sellers in the financial markets.
He worked for a reputable broker-dealer, executing trades on behalf of clients.
The broker-dealer was responsible for ensuring compliance with securities regulations.
She decided to open an account with a licensed broker-dealer to invest in stocks and bonds.
The broker-dealer provided investment advice and executed trades for institutional investors.
He underwent rigorous training to become a registered representative at a broker-dealer.
The broker-dealer facilitated the sale of securities through its network of clients and contacts.
She consulted with her financial advisor at the broker-dealer to develop a customized investment strategy.
The broker-dealer was subject to regular audits and inspections by regulatory authorities.
They chose to work with a reputable broker-dealer with a history of integrity and professionalism.

a financial specialist who trades for his own account and so acts both as a broker and principal

No synonyms found.

No antonyms found.

The broker-dealer acted as an intermediary between buyers and sellers in the financial markets.

He worked for a reputable broker-dealer, executing trades on behalf of clients.

The broker-dealer was responsible for ensuring compliance with securities regulations.

She decided to open an account with a licensed broker-dealer to invest in stocks and bonds.