broker-dealer Sentence Examples
- The broker-dealer acted as an intermediary between buyers and sellers in the financial markets.
- He worked for a reputable broker-dealer, executing trades on behalf of clients.
- The broker-dealer was responsible for ensuring compliance with securities regulations.
- She decided to open an account with a licensed broker-dealer to invest in stocks and bonds.
- The broker-dealer provided investment advice and executed trades for institutional investors.
- He underwent rigorous training to become a registered representative at a broker-dealer.
- The broker-dealer facilitated the sale of securities through its network of clients and contacts.
- She consulted with her financial advisor at the broker-dealer to develop a customized investment strategy.
- The broker-dealer was subject to regular audits and inspections by regulatory authorities.
- They chose to work with a reputable broker-dealer with a history of integrity and professionalism.
broker-dealer Meaning
Wordnet
broker-dealer (n)
a financial specialist who trades for his own account and so acts both as a broker and principal
Synonyms & Antonyms of broker-dealer
No Synonyms and anytonyms found
FAQs About the word broker-dealer
a financial specialist who trades for his own account and so acts both as a broker and principal
No synonyms found.
No antonyms found.
The broker-dealer acted as an intermediary between buyers and sellers in the financial markets.
He worked for a reputable broker-dealer, executing trades on behalf of clients.
The broker-dealer was responsible for ensuring compliance with securities regulations.
She decided to open an account with a licensed broker-dealer to invest in stocks and bonds.
