securities law Synonyms

No Synonyms and anytonyms found

securities law Meaning

Wordnet

securities law (n)

the body of laws governing the issuance and selling of securities

securities law Sentence Examples

  1. The Securities and Exchange Commission (SEC) is the primary regulator responsible for enforcing securities law in the United States.
  2. Securities law governs the issuance, trading, and registration of stocks, bonds, and other financial instruments.
  3. The goal of securities law is to protect investors from fraud and abuse.
  4. Securities law imposes various disclosure requirements on companies that issue securities.
  5. Insider trading is a violation of securities law that occurs when someone with material, non-public information about a company trades its securities.
  6. Manipulation of a security's price is also illegal under securities law.
  7. Companies that violate securities law may face civil or criminal penalties.
  8. Securities law also regulates the activities of investment advisers and broker-dealers.
  9. The Sarbanes-Oxley Act of 2002 significantly strengthened securities law after the Enron and WorldCom scandals.
  10. Staying up-to-date with securities law is essential for anyone involved in the financial industry.

FAQs About the word securities law

the body of laws governing the issuance and selling of securities

No synonyms found.

No antonyms found.

The Securities and Exchange Commission (SEC) is the primary regulator responsible for enforcing securities law in the United States.

Securities law governs the issuance, trading, and registration of stocks, bonds, and other financial instruments.

The goal of securities law is to protect investors from fraud and abuse.

Securities law imposes various disclosure requirements on companies that issue securities.