registered representative Sentence Examples

  1. As a registered representative, John is required to adhere to ethical guidelines and industry regulations.
  2. The registered representative carefully reviewed the client's financial situation before recommending investments.
  3. Mary became a registered representative after passing the required exams and completing training.
  4. The registered representative must disclose all potential conflicts of interest to clients.
  5. As a registered representative, Susan has a fiduciary duty to act in the best interests of her clients.
  6. The financial services firm terminated the employment of the registered representative due to ethical violations.
  7. The registered representative provided sound financial advice that helped his clients achieve their investment goals.
  8. The SEC regulates the activities of registered representatives to protect investors.
  9. The registered representative assisted the client in completing the necessary paperwork for opening an investment account.
  10. Registered representatives are required to undergo continuing education to stay abreast of industry changes and best practices.

registered representative Meaning

Wordnet

registered representative (n)

someone in charge of a client's account for an advertising agency or brokerage or other service business

Synonyms & Antonyms of registered representative

No Synonyms and anytonyms found

FAQs About the word registered representative

someone in charge of a client's account for an advertising agency or brokerage or other service business

No synonyms found.

No antonyms found.

As a registered representative, John is required to adhere to ethical guidelines and industry regulations.

The registered representative carefully reviewed the client's financial situation before recommending investments.

Mary became a registered representative after passing the required exams and completing training.

The registered representative must disclose all potential conflicts of interest to clients.