registered representative Sentence Examples
- As a registered representative, John is required to adhere to ethical guidelines and industry regulations.
- The registered representative carefully reviewed the client's financial situation before recommending investments.
- Mary became a registered representative after passing the required exams and completing training.
- The registered representative must disclose all potential conflicts of interest to clients.
- As a registered representative, Susan has a fiduciary duty to act in the best interests of her clients.
- The financial services firm terminated the employment of the registered representative due to ethical violations.
- The registered representative provided sound financial advice that helped his clients achieve their investment goals.
- The SEC regulates the activities of registered representatives to protect investors.
- The registered representative assisted the client in completing the necessary paperwork for opening an investment account.
- Registered representatives are required to undergo continuing education to stay abreast of industry changes and best practices.
registered representative Meaning
Wordnet
registered representative (n)
someone in charge of a client's account for an advertising agency or brokerage or other service business
Synonyms & Antonyms of registered representative
No Synonyms and anytonyms found
FAQs About the word registered representative
someone in charge of a client's account for an advertising agency or brokerage or other service business
No synonyms found.
No antonyms found.
As a registered representative, John is required to adhere to ethical guidelines and industry regulations.
The registered representative carefully reviewed the client's financial situation before recommending investments.
Mary became a registered representative after passing the required exams and completing training.
The registered representative must disclose all potential conflicts of interest to clients.